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CSA Staff Notice[removed]Update – Structured Notes Distributed Under the Shelf Prospectus System January 22, 2015 Purpose This notice sets out the views of CSA staff (we) regarding issues in connection with offerin
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Document Date: 2015-01-22 02:00:33
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File Size: 252,40 KB
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Company
Transparency /
Quantitative Models /
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Country
United States /
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Currency
USD /
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IndustryTerm
multilateral /
retail structured product market /
bank /
retail investment products /
retail investors /
securities law /
investment products /
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Organization
U.S. Securities and Exchange Commission /
International Organization of Securities Commissions /
Task Force on Unregulated Financial Markets and Products /
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Position
dealer /
advisors /
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SocialTag
Stock market
Financial services
Financial markets
Structured product
Reverse convertible securities
Bond
Equity-Linked Note
Security
Mutual fund
Financial economics