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CSA Staff Notice[removed]Update – Structured Notes Distributed Under the Shelf Prospectus System January 22, 2015 Purpose This notice sets out the views of CSA staff (we) regarding issues in connection with offerin
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Document Date: 2015-01-22 02:00:33


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File Size: 252,40 KB

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Company

Transparency / Quantitative Models / /

Country

United States / /

Currency

USD / /

IndustryTerm

multilateral / retail structured product market / bank / retail investment products / retail investors / securities law / investment products / /

Organization

U.S. Securities and Exchange Commission / International Organization of Securities Commissions / Task Force on Unregulated Financial Markets and Products / /

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Position

dealer / advisors / /

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