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Security Futures Products Trading and Execution Issues A Presentation by Regina Thoele Associate Director of Compliance National Futures Association
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Document Date: 2009-06-22 13:29:55

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File Size: 31,00 KB

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Company

Security Futures Products Trading / Members and Associates / /

Currency

USD / /

IndustryTerm

likely solution / futures products / bank / technology changes / insurance / law requirement / /

Organization

Compliance National Futures Association / U.S. Securities and Exchange Commission / NASD / /

Position

Director / adviser / investment adviser / /

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