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Regulatory Issues Raised by Changes in Market Structure
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Document Date: 2013-12-18 18:55:08


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City

Paris / Seoul / /

Company

Non-Exchange Trading Market Systems / AMF / Table 3 - OTC Trading Systems / Financial Industry Regulatory Authority / Hong Kong Exchanges and Clearing Limited / Automated Trading Services / Exchange Trading Market Systems / Central Bank Governors / /

Continent

Europe / /

Country

Germany / Switzerland / Netherlands / Mexico / France / Malaysia / Japan / United States / Brazil / Canada / Australia / /

IndustryTerm

dealer trading systems / finance / execution management services / smart order routers / broker crossing network / market operator / derivatives products / similar services / /

Organization

Consultative Committee / Dutch Central Bank / Technical Committee of IOSCO / Secondary Markets / Authority for the Financial Markets / Committee on Regulation of Secondary Markets / Securities and Futures Commission / Ministry of Finance / IOSCO Self-Regulatory Organisation / Task Force on OTC Derivatives Regulation / Technical Committee of the IOSCO / G20 / Financial Stability Board / Investment Industry Regulatory Organization of Canada / European Union / Securities and Exchange Commission / IOSCO Board / /

Position

broker / broker-dealer / CEO / chairman / dealer / /

Technology

smart order routers / /

URL

http /

SocialTag