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DePaul University alumni / Richard Driehaus / Stowers / United States securities law / Mullaney / Mutual fund / U.S. Securities and Exchange Commission / A. G. Becker & Co. / Wells / Investment / Financial economics / Finance


ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the
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Document Date: 2007-11-30 09:44:06

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File Size: 1,43 MB

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City

ffice Kansas City / Kansas City / Detroit / Washington / Chicago / /

Company

James E. Stowers Wells & Company / IBM / Enforcemento Corporation / INVESTORS RESEARCH CORPORATION / James Ho Driehauso Wells & Company / Maryland National Leasing Corporation / Survivors Benefit Insurance Co. / Chicago Corporation / The Commission / FINDINGS OFFACTANDLAW Respondents Investors Research Co / Waddell and Reed / Plaza Securities Corp. / James E. Stowers & Co. / S & COMPANY / Wells & Company / Twentieth Century Investors Inc. / Survivcrs Benefit Insurance Company / /

Country

United States / /

Currency

USD / /

Event

Person Travel / /

Facility

University of Missouri / station Research / University of Iowa Medical School / /

IndustryTerm

stock broker / data bank / energy / /

Organization

University of Missouri / the University of Iowa / US Federal Reserve / o /

Person

Kieft / RICHARD H. DRIEHAUS / ADMINISTRATIVE PROCEEDING / Olde / Ao G. Becker / Ballard Ralph Hunter / Jo E. Stowers / Richard Mullaney / /

Position

aIde / president / Research / counsel / port /

ProgrammingLanguage

L / /

ProvinceOrState

Michigan / Missouri / Delaware / /

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