IBM / The Depository Trust Company / Net Bank / DTCC Solutions LLC / Omgeo LLC / AMEX / /
Country
United States / / /
Event
Reorganization / Business Partnership / / /
IndustryTerm
settlement processing / prime broker / trade confirmation/affirmation services / bank / bank receives/institutional buys / bank deliveries/institutional / /
OperatingSystem
DOs / /
Organization
Affirming Agency / NSCC / Participant Fund / Registered Clearing Agency / Settlement DTC's Settlement Service / U.S. Securities and Exchange Commission / office of Foreign Assets Control / ID Net Service / DTC’s Account Administration / / /
Position
prime broker / advisors / broker / lead manager / deliverer / Director of Compliance / appropriate professional advisor / administrator / Relationship Manager / /
Product
WebSphere / ID Net / Settlement Service / Settlement / Inventory Management System / Monitor (CM) / /
Page 14 of 53 Exhibit 5 Bold, Underlined text indicates additions Bold, Strikethrough text indicates deletions