Caterina / New York Stock Exchange Inc. / Hadley & McCloy LLP / THE COMMISSION NATIONAL SECURITIES EXCHANGE / JSF Securities Corp. / For Review / Milbank / Lek Securities Corp. / Bloomberg L.P. / General Bond & Share Co. / Specialists Inc. / Bay View Capital Corp. / SIG SPECIALISTS INC. / /
Currency
cent / USD / /
Event
Person Communication and Meetings / M&A / /
Facility
Chase Manhattan Plaza / /
IndustryTerm
automated order processing system / regular buyer / potential buyer / floor broker / rule prohibiting such telephone communication / /
Organization
Enforcement Division / Congress / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / UN Court / Performance Committee / Securities and Exchange Commission / Exchange / NASD / /
Person
Sell Stop / Allen D. Boyer / David Sieradzki / Kendra Huard Fershee / Andrew E. Tomback / Linda Riefberg / David Saperstein / John French / Irwin Schloss / THOMAS A. CATERINA / Michelle M. Campana / John Dolan / Michael Grey / Russ Brummond / Michael A. Berg / Carol Krusik / Penny Rosenberg / /
Position
broker / floor official / clerk / specialist / broker-dealer / Governor / Dealer and Broker / director / floor broker / chair / dealer / director of Trading / /
SIG SPECIALISTS, INC. and THOMAS A. CATERINA