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Financial system / 73rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Securities Exchange Act / Securities regulation in the United States / International Swaps and Derivatives Association / United States securities law / Financial economics / Financial regulation


SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange
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Document Date: 2014-02-05 13:31:33

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File Size: 108,92 KB

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Company

GFI Group Inc. / Cleary Gottlieb Steen & Hamilton LLP / /

Country

United States / /

IndustryTerm

floor brokers / insurance / /

Organization

office of Capital Markets Trends / International Swaps and Derivatives Association / Division of Corporation Finance / Commodity Futures Trading Commission / Securities and Exchange Commission / Securities Industry and Financial Markets Association / /

Person

Tom Nappi / Robert Pickel / Kenneth E. Bentsen / Jr. / Scott Pintoff / Richard M. Whiting / Andrew Schoeffler / /

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Position

Vice President / Public Policy and Advocacy / Executive Vice President / Major / Security-Based Swap Dealer / Executive Director and General Counsel / Financial Services Roundtable / investment advisors / General Counsel / Special Counsel / broker / Chief Executive Officer / Swap Dealer / Executive Vice President / Public Policy and Advocacy / /

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