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February 24, 2014 Via Electronic Submission: [removed] Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]
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Document Date: 2014-02-25 16:12:17


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File Size: 291,35 KB

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City

Major Security / Washington / DC / Washington / D.C. / /

Company

SBSDs / Association / Prudential / Asset Management Group / Lehman Brothers / Lehman Brothers Special Financing / /

Continent

Asia / Europe / Americas / /

Country

Australia / /

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Event

Bankruptcy / /

Facility

Investment Company Institute / /

IndustryTerm

communications organization / unregulated swap subsidiary / /

Organization

Comptroller of the Currency / SEC’s Division of Trading and Markets / Division of Investment Management / Managed Funds Association / SEC’s Division of Trading / Commodity Futures Trading Commission / International Organization of Securities Commissions / Board of Governors of the Federal Reserve System / Securities Industry and Financial Markets Association / Federal Housing Finance Agency / Alternative Investment Management Association / Funds Association / Congress / SIFMA AMG / International Swaps and Derivatives Association / Deemed / Federal Government / Investment Company Institute / Secured Party / Federal Deposit Insurance Corporation / Basel Committee on Banking Supervision / Farm Credit Administration / Securities and Exchange Commission / /

Person

Elizabeth M. Murphy / Stuart J. Kaswell / Stuart J. Kaswell Stuart / John Ramsay / Laura Harper / /

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Position

Assistant General Counsel / custodian / particular dealer / Executive Vice President / Managing Director & General Counsel / Secretary / Associate Director and Chief Counsel / Acting Director / Assistant Director / Chairman / Director / Commissioner / dealer / /

URL

http /

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