DRAFT Security-Based Swaps as Securities: Request for Permanent Exemptions Introduction Effective July 16, 2011, the Dodd-Frank Act amended the definition of security for purposes of the Securities Act of[removed]the “1 - Swaps - Document - PDFSEARCH.IO

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	DRAFT Security-Based Swaps as Securities: Request for Permanent Exemptions Introduction Effective July 16, 2011, the Dodd-Frank Act amended the definition of security for purposes of the Securities Act of[removed]the “1 Add to Reading List Document Date: 2011-10-27 08:42:56 Open Document File Size: 95,64 KB Share Result on Facebook IndustryTerm bank / / Organization Congress / SBS / U.S. Securities and Exchange Commission / NASD / FINRA / Municipal Securities Rulemaking Board / / Position dealer capital requirements / broker-dealer / registered broker-dealer / dealer and broker / dealer / broker / / Technology pdf / / URL http / SocialTag Financial regulation Financial system Financial Industry Regulatory Authority Municipal Securities Rulemaking Board Securities Exchange Act Broker-dealer Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Registered Investment Advisor United States securities law

DRAFT Security-Based Swaps as Securities: Request for Permanent Exemptions Introduction Effective July 16, 2011, the Dodd-Frank Act amended the definition of security for purposes of the Securities Act of[removed]the “1Add to Reading List