 Date: 2010-10-18 15:49:57Registered Investment Advisor Investment Investor Protection and Securities Reform Act Investment Advisers Act Investment Advisor Financial adviser Securities regulation in the United States Securities Exchange Act Broker-dealer Financial economics Finance Business | |  124 STAT[removed]PUBLIC LAW 111–203—JULY 21, [removed]improving regulators’ ability to monitor the potential effects of designated clearing entity risk management on the stability of the financial system of the Unit
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![APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe](https://www.pdfsearch.io/img/978b22a5d4ac5f03ff2ee0835596abc5.jpg "APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe")
