Broadway New York / New York / Philadelphia / Washington / D.C. / Washington / Jersey City / Chicago / Lenexa / N.W. Washington / /
Company
NYSE Arca Inc. / NASDAQ OMX BX Inc. / K. / EDGA Exchange Inc. / The Nasdaq Stock Market LLC / Financial Industry Regulatory Authority Inc. / New York Stock Exchange LLC / EDGX Exchange Inc. / International Securities Exchange LLC / National Stock Exchange Inc. / NYSE Amex LLC / NASDAQ OMX PHLX Inc. / Chicago Board Options Exchange Inc. / BATS Exchange Inc. / Chicago Stock Exchange / Nasdaq Capital Market / Y-Exchange Inc / /
news media / electronic communications network / market maker / conference telephone / substantial retail investor customer base / /
Organization
Plan A. Operating Committee / B. Additional Participants Any / B. Operating Committee / U.S. Securities and Exchange Commission / News Service / C. Operating Committee / FINRA / Operating Committee on Plan / Operating Committee / D. Operating Committee / E. Advisory Committee / Advisory Committee / /
JOINT SELF-REGULATORY ORGANIZATION PLAN GOVERNING THE COLLECTION, CONSOLIDATION AND DISSEMINATION OF QUOTATION AND TRANSACTION INFORMATION FOR NASDAQ-LISTED SECURITIES TRADED ON EXCHANGES ON AN UNLISTED TRADING PRIVILEGE