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U.S. Securities and Exchange Commission / Financial system / Financial economics / Securities regulation in the United States / Investment Advisers Act / Securities fraud / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Financial regulation / Teicher


UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION
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Document Date: 2008-10-15 17:56:43

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File Size: 177,37 KB

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City

New York / /

Company

Teicher & Co. / Levander David S. Hoffner Dechert LLP / Cedarview Capital Management LP / Victor Teicher & Co. L.P. / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / /

Facility

bar Teicher / /

IndustryTerm

portfolio management services / /

Organization

Proposed Fund / Division of Enforcement / Securities and Exchange Commission / Teicher's association / /

Person

William Masucci / Ciro Cozzolino / VICTOR TEICHER / Charles E. Gaecke / Edward I. Frankel / Florence E. Harmon / Stephen S. Wien / /

Position

municipal securities dealer / portfolio manager / Acting Secretary / compliance officer / dealer / investment adviser / investment adviser / broker / dealer / MP / independent consultant / registered investment adviser / independent consultant and compliance officer / head / adviser / Secretary / /

ProvinceOrState

New York / /

SocialTag