Feltl & Company Inc. / Dealers / Investment Advisers / /
Country
United States / / /
Event
Reorganization / /
IndustryTerm
printing / Internet comment form / Internet Website / /
Organization
Division of Investment Management / Congress / Financial Planning Association / 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory Clients AGENCY / Court of Appeals / office of Investment Adviser Regulation / office of Compliance Inspections and Examinations / office of Management and Budget / Securities and Exchange Commission / office of Compliance / Inspections and Examinations.17 One / /
Person
Elizabeth M. Murphy / Kathleen L. Casey / Troy A. Paredes / Daniel S. Kahl / Vanessa M. Meeks / Elisse B. Walter / Sarah A. Buescher / Melissa S. Gainor / / /
Position
Governor / Enhancing Investment Adviser / Comptroller General of the United States / Assistant Director / Branch Chief / broker / official business days / Commissioner / investment adviser / Attorney-Adviser / Private / Secretary / Study Enhancing Investment Adviser / adviser / /