![Financial markets / Financial services / Investment / 76th United States Congress / Investment Advisers Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial economics / Finance / Financial system Financial markets / Financial services / Investment / 76th United States Congress / Investment Advisers Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial economics / Finance / Financial system](https://www.pdfsearch.io/img/124c5179e0ca9206d88d5a9f3f196909.jpg) Date: 2010-12-28 11:47:15Financial markets Financial services Investment 76th United States Congress Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Broker-dealer Financial economics Finance Financial system | | SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3128; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission.Add to Reading ListSource URL: www.sec.govDownload Document from Source Website File Size: 195,60 KBShare Document on Facebook
|