SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3128; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission.

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Date: 2010-12-28 11:47:15 Financial markets Financial services Investment 76th United States Congress Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Broker-dealer Financial economics Finance Financial system		SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3128; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 195,60 KB Share Document on Facebook

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