Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3483; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory

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Date: 2012-11-07 16:31:18 Financial services 76th United States Congress Investment Advisers Act Investment United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Financial economics Financial regulation Finance		Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3483; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory Add to Reading List Source URL: www.sec.gov. Download Document from Source Website File Size: 110,59 KB Share Document on Facebook

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