Back to Results
First PageMeta Content
73rd United States Congress / United States Securities and Exchange Commission / United States federal banking legislation / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Registered Investment Advisor / Financial adviser / Financial regulation / Financial economics / United States securities law


[Corrected to conform to Federal Register version] SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 Release No[removed]; File No. S7[removed]RIN 3235-AK86 Registration of Municipal Advisors; Temporary Stay of F
Add to Reading List

Document Date: 2014-01-16 10:24:13


Open Document

File Size: 67,79 KB

Share Result on Facebook

Company

Bond Dealers of America / /

Currency

pence / /

IndustryTerm

financial products / agent services / investment tracking systems / /

Organization

office of Municipal Securities / Center for Securities / Commission on Form MA-T / Securities Industry and Financial Markets Association / American Bankers Association / Asset Management Group / Securities Industry and Financial Markets Association / Statutory Authority / Associate General Counsel / Asset Management Group / Securities Industry and Financial Markets Association / Investment Adviser Association / Securities and Exchange Commission / Final Rule AGENCY / /

Person

Matthew J. Nevins / Cristeena Naser / Rebecca Olsen / Leslie M. Norwood / Laura L. Grossman / John Cross / Mike Nicholas / Jessica Kane / Timothy W. Cameron / Karen L. Barr / Cori Shepherd / Mary Simpkins / Edward Fierro / /

/

Position

Assistant General Counsel / Attorney / Counsel / advisor / Director / Vice President / Chief Executive Officer / Municipal Advisors / Managing Director / municipal advisor / Senior Special Counsel / Attorney-Adviser / underwriter / General Counsel / Secretary / adviser / /

URL

http /

SocialTag