Denver / New York / Washington / D.C. / St. Louis / Boston / /
Company
Financial Industry Regulatory Authority Inc. / NYSE Regulation Inc. / Securities Dealers Inc. / State Street / / /
Facility
Fifth Third Center / Trail Commissions As / / /
IndustryTerm
real estate investment trusts / /
Organization
American Bar Association’s House of Mitchell L. Bach Philadelphia / Committee on Federal Regulation of Securities / Committee’s Subcommittee on FINRA Corporate Financing Rules.3 Mary Ann Jorgenson Cleveland / U.S. Securities and Exchange Commission / American Bar Association / NY COUNCIL / Securities Drafting Committee / FINRA / BOARD OF GOVERNORS LIAISONS Don S. DeAmicis Boston / FINRA Corporate Financing Department / Chair Committee on Federal Regulation / Board of Governors / ABA HOUSE OF DELEGATES Amelia H. Boss Philadelphia / National Association of Securities Dealers / NASD / FINRA Corporate Financing Rules Subcommittee / /
Person
Jacqueline Parker Seattle / Linda J. Rusch Spokane / Keith F. Higgins / Heidi M. Staudenmaier Phoenix / Dixie L. Johnson / Myles V. Lynk Tempe / Stephanie A. Heller / Nancy M. Morris / Stanley Keller Boston / Arthur N. Field / K. Tom Washington / L. Johnson Washington / Suzanne E. Rothwell Judith Fryer Deborah / Willard K. Tom / William H. Clark / Jr. / Kathleen J. Hopkins Seattle / Karol K. Sparks Chicago / Timothy M. Lupinacci Birmingham / Donald W. Glazer Newton / Joseph E. Price / William B. Rosenberg Montreal / Elizabeth S. Stong Brooklyn / Mitchell L. Bach Philadelphia / Keith F. Higgins Keith / Susan Daly Chicago / Conrad G. Goodkind Milwaukee / Paul (Chip) L. Lion III / Judith Fryer Deborah Schwager Froling / Linda Hayman / Karl J. Ege / Charles E. McCallum / Suzanne E. Rothwell / / /
Position
broker / Vice President / SECTION DIRECTOR / wholesaler / Secretary / broker /dealer / VICE-CHAIR / broker/dealer / and clerical and ministerial activities / CHAIR / representative / registered representative / adviser / IMMEDIATE PAST CHAIR / /