York / San Francisco / Mount Sinai / Houston / Creve Coeur / Grove / Pittsburgh / Charlotte / Waxhaw / Norcross / Oakdale / Georgetown / ofNew York / Greer / East Brunswick / Baton Rouge / Melbourne / Miami / Matthews / Chicago / /
Company
Philadelphia Stock Exchange / Wells Fargo Securities LLC / National Stock Exchange / Defendant GoldStar P.S. Inc. / American Stock Exchange / Wells Fargo & Company / Defendant Coram Real Estate Holdings Inc. / The Shaw Group Inc. / New York Stock Exchange / TD Ameritrade / Smurfit-Stone Container Corporation / Rock-Tenn Company / Kaufman Rossin & Co. / Countrywide Bank / Chicago Bridge & Iron Company N.V. / ATC Technology Corporation / GOLDSTAR P.S. INC. / Kirby Corp. / Chicago Board Options Exchange / CORAM REAL ESTATE HOLDING INC. / GENCO Distribution System Inc. / GoldStar Debt Relief Services Inc. / Bank of America / K-Sea Transportation Partners L.P. / Gradient Securities LLC / /
Country
Netherlands / United States / /
Currency
USD / /
Event
M&A / Judicial Event / Business Partnership / /
Facility
United States Bankruptcy Court / /
IndustryTerm
transportation / real estate financing / capital market services / agricultural products / risk management services / investment banking / energy / refined petroleum products / bank / financial and corporate advisory services / chemicals / energy industry / oil / refurbishment services / /
NaturalFeature
Sinai / /
Organization
Miami Division / United States Bankruptcy Court for the Southern District of Florida / Securities and Exchange Commission / UN Court / U.S. Merchant Marine Academy / /
Person
V. JOHN W. FEMENIA / KRISTINE LACK / James A. Hayes / IV / AARON M. WENS / John W. Femenia / KENNETH M. RABY / Relief Defendant Kristine Lack / Christine Musante / ANTHONY C. MUSANTE / FRANK M. BURGESS / SHAWN C. HEGEDUS / J. MUSANTE / Matthew J. Musante / Relief Defendant Christine / Frank M. Burgess / Jr. / John Thomas / ROGER A. WILLIAMS / CHRISTINE E. MUSANTE / DANIELLE C. LAURENTI / JAMES A. HAYES / /
Position
V.P. of Business Development / registered broker-dealer / Commission-registered broker-dealer / Representative / bank manager / registered representative / /
ProvinceOrState
Louisiana / New York / Missouri / Suffolk County / South Carolina / California / Georgia / Texas / New Jersey / Illinois / Pennsylvania / Delaware / Florida / North Carolina / /
SEC Complaint: John W. Femenia, Shawn C. Hegedus, Danielle C. Laurenti, Coram Real Estate Holding, Inc., Goldstar P.S. Inc., Roger A. Williams, Kenneth M. Raby, Frank M. Burgess, James A. Hayes, Maithew J. Musante, Antho