Century City / San Francisco / The Austin / Winnipeg / Detroit / Boston / Washington / DC / Atlanta / Los Angeles / Windsor / Chicago / Ottawa / Vancouver / City / New York / Overland Park / Miami / San Diego / Montreal / /
Company
innovaCitigroup Inc. / MSCI Inc. / Oppenheimer & Co. Inc. / American Realty / Russell Investment Group / NBC / Morgan Stanley / ARCP / Vanguard Marketing Corporation / JPMorgan Casey Quirk / BlackRock Inc. / Orion / Candura Group / The Bank of Montreal / RBC Wealth Management / BMO Capital Markets / Emerald Asset Management / Cabot Lodge / TA Associates / Pacific Investment Management Co. / Corvex ARCP / Capital Properties Inc. / S&P Dow Jones Indices LLC / Wells Fargo / Morningstar Inc. / NorthStar Financial Services / JPMorgan Chase & Co. / Poor’s Financial Services LLC / Dow Jones Trademark Holdings LLC / SEI Investments Distribution Co. / Mr. Kay REIT / Alpha Capital Management / HSBC Holdings PLC / BLOOMBERG / ISTOCK TA Associates / CLS Investments / Gemini Fund Services / RescueTime / Idera / Standard & Poor / SPDR Gold Shares Exchange-Traded Fund / Sachs & Co. / NFP Advisor Services / Goldman / BANK OF AMERICA CONNECTION / Motif Investers / Northern Trust / UBS Wealth Management / Global Index Advisors Inc. / Dow Jones / Keith E. Crain / City National Corp. / Depository Trust Company / Chase & Co. / Bank of America Merrill Lynch / Bank of America Twitter / Snowden Lane Partners / Financial Industry Regulatory Authority Inc. / Page 22 TA Associates / Royal Bank of Canada / CRAIN COMMUNICATIONS INC. / Barclays U.S. / International Advisory Group / State Street / Merrill Lynch / Flexible Plan Investments / Bank of America / Squillace & Associates / INVESTMENTNEWS / Banco Sabadell / Briaud Financial / The Vanguard Group Inc. / Tangent Capital / /
Continent
Asia / /
Country
Canada / Iraq / Russia / United States / Greece / /
Currency
USD / GBP / / /
Event
Person Travel / Person Communication and Meetings / M&A / Product Recall / Product Issues / /
Facility
INVESTMENTNEWS OFFICES Headquarters / National Press Bldg. / The Mutual Fund Store / Boston University / Pew Research Center / RIA BUILDING ITS BRAND The Mutual Fund Store / The Kinder Institute of Life Planning / Mutual Fund Store / New York State Supreme Court / / /
IndustryTerm
advisory / sumer online money managers / advisadviser startup / pooled investment solutions / online advice / portfolio accounting services / bank / bank policies / private banking services / with advisers’ other systems / etary technology / mark by expanding its products / travel itineraries / online tool / private banking / faster data-processing time / server management software / law makes / technology spending / web-based system / law / sandwich chain / retail wealth management space / retail investment landscape / said technology / state law / handy tool / age / insurance / workstation tool / real estate / metal / law changes / performers technology / investment / online managers / technology-rich addition / online money / retail investors / Web Developer / web-based advice businesses / silver-bullet solution / banking / /
MarketIndex
S&P 500 / SMDV / S&P / S&P Dow Jones / MSCI World / Russell 2000 / S&P 500 Dividend / S&P 400 Dividend / Russell 2000 Dividend / S&P 400 / /
Organization
Career Center / US Federal Reserve / Internal Revenue Service / Michael J. Clowes Art Department / Investment Management Consultants Association / Princeton University / Bank of Canada / Medicare / Social Security Administration / Kinder Institute of Life Planning / Boston University / Robin Hood Foundation / Securities and Exchange Commission / New York State Supreme Court / Pew Research Center / Gold Bullion Strategy Investor Fund / /
Person
Simon Carling / Matt Ackermann / Mary Beth Franklin / David Stokes Cartoonist / Jacob Frydman / John Paffendorf / Richard Davies / Jeffrey Levi / Anne Lester / Christina Nelson / Dave Mazza / Jerry Wagner / Sallie Krawcheck / Bob Rice / Scott Squillace / Jeff Benjamin / Adam Bold / Schorsch / Joseph Witthohn / William Stanley / Keith Meister / Mary Kay Crain Cindi Crain / Trevor R. Hunnicutt / Alison Murray / George Kinder / Brian Williams / Lorie Konish Contributing / Jonell Lundquist / Nancy Tappan / John J.Voltaggio / Simone Pryce / Bruce Kelly / Merrilee P. Crain / David Klein / Daniel Kahneman / Laurence Kotlikoff / Alessandra Malito / Craig Gould / Trevor Hunnicutt / Luis Aguilar / Lyndon B. Johnson / Liz Skinner / Laurence D. Fink / Roger Schillerstrom / GERARDO TABONES / Denise Southwood / Christine Jockle / Nicholas / Mason Braswell / Jeff Benjamin As / Thomas Stevens / Eric Clarke / Michelle Ong / William Morrow / Bradley Alford / Greg Crawford / Andrew Rogers / Darla Mercado Washington / Dan Candura / Anthony DiPonio / Russ Thornton / Michael Rogers / JUSTIN STEPHENS / John Vanderheyden / Scott A. Mather / Albert Akerman / Nicole Tiggemann / Robert Hordt / Bruce Munster / Ana Sollitto / David Kay / Casey Quirk / Mike Palazuk / Bruce Kelly Reporters / Deborah Winshel / David Freeman / Mary Meagher / Mark Schoeff Jr. / John Bunch / David Rankin / Todd Clarke / Lauder / Janet Briaud / Kara Stein / Trevor Hunnicutt Daniel Kahneman / G.D. Crain Jr / Irma Rodriguez / Diana Cheruvil / Ayana Reid / Lorenzo John / Letitia Y. Buchan / Karen Wahl / Mark Bruno / Laura Picariello / George Ortiz / Shannon Rosic / Frederick P. Gabriel Jr. / Richard Kushel / Suzanne Siracuse / Nicole Casement / / /
Position
Finra spokeswoman / chief executive / broker / chairman and CEO / chief financial officers / founder / CEO / managing director / portfolio manager and chief executive / nancial advisor / board member / broker/dealer representative / co-portfolio manager / consultant / officer / czar / mer head / leader / president / head / spokeswoman / lawyer and founder / head of the defined-contribution business / lead independent executive and chairman / head of the global retirement business / Major / managing director and head / psychologist / director of September / advisors / managing director and senior wealth adviser / chairman / compliance officer / director / financial adviser / Private / /
Product
substantial portion of assets / Barclays U.S. Aggregate Bond / /
ProvinceOrState
California / Texas / New York / Michigan / Kansas / /
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