KEY TERMS Principal Financial Group / PROTECTED IN U.S. / No. The Principal / NAVEX Global / Insider Trading / /
Country
United States / /
Event
Business Partnership / /
IndustryTerm
corporate intranet site / Web Incident / /
Organization
Company’s Audit Committee / Law Department / Special Investigation Unit / /
Person
Larry Zimpleman / Betsy Happe / / /
Position
investigator / anonymous reporter / chief compliance officer / Employee Relations Consultant / Compliance Director / leader / local Human Resource representative / Director / co-worker / Chairman / President and CEO / /
The Principal Financial Group® Global Code Of Business Conduct and Ethics Table of Contents