Dallas / Boston / New York / Washington / DC / Pittsburgh / Los Angeles / Toronto / Chicago / /
Company
Luther King Capital Management Fort Worth / Government Sponsored Enterprises / TABB Group / Raymond James / Federated Investors Inc. / DOUG CLARK ITG Canada Corp. / M. PADALA Brean Capital / /
Country
United States / / /
Organization
PITTSBURGH STOCK & BOND ASSOCIATION / MINNESOTA SECURITY DEALERS ASSOCIATION / Subcommittee on Capital Markets / DALLAS SECURITY TRADERS ASSOCIATION / SEATTLE SECURITY TRADERS ASSOCIATION / MID-ATLANTIC SECURITY TRADERS ASSOCIATION MID-SOUTH SECURITY DEALERS ASSOCIATION / SECURITY TRADERS ASSOCIATION OF PORTLAND / CAROLINA SECURITY TRADERS ASSOCIATION / OREGON SAN FRANCISCO SECURITY TRADERS ASSOCIATION / INSTITUTIONAL EQUITY TRADERS ASSOCIATION OF TORONTO VANCOUVER SECURITY TRADERS ASSOCIATION / Testimony BOSTON SECURITY TRADERS ASSOCIATION / KANSAS CITY SECURITIES ASSOCIATION / Securities and Exchange Commission Small Business Advisory Committee / Congress / SECURITY TRADERS ASSOCIATION OF FLORIDA GEORGIA SECURITIES ASSOCIATION / Security Traders Association New York / Commission’s Small Business Advisory Committee / INVESTMENT TRADERS ASSOCIATION OF PHILADELPHIA / MONTREAL INSTITUTIONAL EQUITY TRADERS ASSOC. / SECURITY TRADERS ASSOCIATION OF ST. LOUIS / SECURITY TRADERS ASSOCIATION OF CHICAGO SECURITY TRADERS ASSOCIATION OF CONNECTICUT / STA Board of Governors / SECURITY TRADERS ASSOCIATION OF NEW YORK OHIO SECURITY TRADERS ASSOCIATION / SECURITY TRADERS ASSOCIATION OF LOS ANGELES / DENVER SECURITY TRADERS ASSOCIATION / SECURITY TRADERS ASSOCIATION OF WISCONSIN / Securities and Exchange Commission / Small Business Advisory Committee / CANADIAN SECURITY TRADERS ASSOCIATION / /
Person
PATTY SCHULER / Mary Jo White / JOHN DALEY / JOHN RUSSELL / Jim Burns / Troy Paredes / Franklin Templeton / TIM CASEY / E. MASON JP / Elise Walter / FREDERIC E. MASON / PETER STARK / Daniel Gallagher / TOM CARTER / Murphy Federal Advisory / Luis Aguilar / Schapiro / John Ramsey / JENNIFER GREEN SETZENFAND / / /
Position
Vice Chairman / Management Officer / Secretary / Acting Director / Chairman / Deputy Director / Commissioner / Treasurer / President & CEO / Chairman of the Board / /
ProvinceOrState
Texas / Illinois / New York / Pennsylvania / California / /
April 30, 2013 Chairman of the Board TOM CARTER JonesTrading Westlake Village, California President & CEO