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Financial regulation / Government / Jencks Act / United States criminal procedure / Investment Advisers Act / Securities Act / Interlocutory appeal / U.S. Securities and Exchange Commission / Investment Company Act / United States securities law / Law / 76th United States Congress


John Thomas Capital Management Group LLC d/b/a Patriot28 LLC, George R. Jarkesy, Jr., John Thomas Financial, Inc., and Anastasios "Tommy" Belesis
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Document Date: 2013-11-14 13:04:26

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File Size: 24,78 KB

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City

New York / /

Company

John Thomas Capital Management LLC / THOMAS FINANCIAL INC. / JOHN THOMAS CAPITAL MANAGEMENT GROUP LLC / John Thomas Financial Inc. / /

Country

United States / /

Facility

Federal Plaza / /

Organization

Division of Enforcement / Securities and Exchange Commission / /

Person

Anastasios "Tommy" Belesis / Brady Act / GEORGE R. JARKESY / JR. / Jencks Act / /

Position

administrative law judge / law judge / staying law judge / Murphy Secretary / /

ProvinceOrState

Maryland / New York / /

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