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Date: 2008-06-17 09:13:23Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Broker-dealer Trade Reporting And Compliance Engine Selling away United States securities law Financial economics Financial system | Microsoft Word[removed]Add to Reading ListSource URL: www.sec.govDownload Document from Source WebsiteFile Size: 55,51 KBShare Document on Facebook |