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Financial Industry Regulatory Authority / Business / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / NYSE Euronext / Selling away / Trade Reporting And Compliance Engine / United States securities law / Financial regulation / Financial system


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Document Date: 2007-08-02 16:12:22

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City

Washington / DC / /

Company

NYSE Regulation Inc. / Securities Dealers Inc. / NYSE Group Inc. / Financial Industry Regulatory Authority Inc. / /

Country

United States / /

Currency

USD / /

/

Event

Reorganization / Person Communication and Meetings / M&A / FDA Phase / /

IndustryTerm

Internet Web site / Internet comment form / telephone conference / combine technologies / /

Organization

Division of Market Regulation / SR NASD / I. Self-Regulatory Organization / National Association of Securities Dealers / Securities and Exchange Commission / Self-Regulatory Organization / Incorporated NYSE Rules / NASD / FINRA / /

Person

Patrice Gliniecki / Nancy M. Morris / Nancy Burke-Sanow / Florence E. Harmon / /

Position

Vice President and Deputy General Counsel / Governor / Assistant Director / official business days / Secretary / Deputy Secretary / /

Product

NASD-2005-087 / NASD-2006-091 / /

Technology

combine technologies / /

URL

http /

SocialTag