SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule C - Trade compliance - Document - PDFSEARCH.IO

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	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule C Add to Reading List Document Date: 2013-03-07 11:24:27 Open Document File Size: 23,96 KB Share Result on Facebook Company Agency Debt Securities / Financial Industry Regulatory Authority Inc. / / Country United States / / Movie To Be Announced / / Organization ABS / Securities and Exchange Commission / Division of Trading and Markets / FINRA / / Person Elizabeth M. Murphy / Mark Sokolow / Kathryn Moore / / Position Assistant General Counsel / Secretary / Deputy Secretary / / SocialTag Trade Reporting And Compliance Engine Business Financial system U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization ACT Selling away OTC Bulletin Board United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule CAdd to Reading List