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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 21, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect
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Document Date: 2007-09-26 14:34:45

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File Size: 60,86 KB

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City

Washington / DC / /

Company

NYSE Regulation Inc. / Securities Dealers Inc. / Financial Industry Regulatory Authority Inc. / National Securities Clearing Corporation / /

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Event

Business Partnership / /

Facility

NASD/NYSE Trade Reporting Facility / Station Place / /

IndustryTerm

Internet Web site / Internet comment form / /

Organization

Division of Market Regulation / I. Self-Regulatory Organization / National Association of Securities Dealers / Securities and Exchange Commission / Self-Regulatory Organization / NASD / FINRA / /

Person

Nancy M. Morris / Florence E. Harmon / /

Position

Governor / official business days / Representative / operative / Secretary / Deputy Secretary / /

URL

http /

SocialTag