<--- Back to Details
First PageDocument Content
Financial system / Securities Exchange Act / Business / Self-regulatory organization / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Selling away / United States securities law / Financial regulation / Financial Industry Regulatory Authority
Date: 2009-02-03 10:32:35
Financial system
Securities Exchange Act
Business
Self-regulatory organization
U.S. Securities and Exchange Commission
Trade Reporting And Compliance Engine
Selling away
United States securities law
Financial regulation
Financial Industry Regulatory Authority

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Download Document from Source Website

File Size: 43,07 KB

Share Document on Facebook

Similar Documents

Foreign relations of the European Union / Europe / European Economic Area / Politics of the European Union / European Free Trade Association / African Growth and Opportunity Act / EFTA Court

Federal Register / Vol. 67, NoWednesday, March 27, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The PCX does not believe that the proposed rule change will impose any burde

DocID: 1xVTr - View Document

Economy / Financial regulation / Finance / Self-regulatory organizations / Canadian law / Canadian securities regulation / Ontario Securities Commission / Canadian Securities Administrators / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities regulation in the United States / International Organization of Securities Commissions

Microsoft Wordindex1.doc

DocID: 1rl1G - View Document

Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada / Stock market / Economy / Universal Market Integrity Rules / Security / Business

Rules Notice Technical UMIR Please distribute internally to: Institutional

DocID: 1qzbx - View Document

Economy / Finance / Money / Financial markets / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Self-regulatory organization / Securities regulation in the United States / Alternative trading system / Security

United States Court of Appeals For the Eighth Circuit ___________________________ No___________________________ Automated Matching Systems Exchange, LLC

DocID: 1q3aU - View Document

Financial markets / Self-regulatory organizations / Financial regulation / Central Securities Depositories / Systemic risk / Investment Industry Regulatory Organization of Canada / Depository Trust & Clearing Corporation / T+3 / Futures contract / Clearing / Securities lending / Settlement

Amendments to facilitate the investment industry’s move from a T+3 to T+2 settlement cycle

DocID: 1pq5D - View Document