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SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQNovember 7, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting A
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Document Date: 2014-11-07 16:38:01


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File Size: 145,93 KB

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Company

Precidian Investments LLC / The ETMF / Navigate Fund Solution LLC / The NASDAQ Stock Market LLC / Eaton Vance Management / ConvergEx Group LLC / Navigate Fund Solutions LLC / NAV-Based Trading / Robert Tull & Co. / New York Stock Exchange / Eaton Vance ETMF Trust / ETFs 15 Nasdaq / National Securities Clearing Corporation / Eaton Vance Corporation / NAVBased Trading / traded using NAV-Based Trading / using NAVBased Trading / /

Country

United States / /

Currency

USD / /

Event

FDA Phase / Business Partnership / Company Listing Change / /

Facility

Money Management Institute / /

IndustryTerm

owned subsidiary / market data services / /

Organization

Money Management Institute / Reporting Authority / Securities and Exchange Commission / /

Person

Daniel J. McCabe / Avi Nachmany / Christopher Davis / Eric Noll / Thomas E. Faust / Jr. / /

Position

President / Chairman and Chief Executive Officer / Chief Executive Officer / Chief Executive Officer / on behalf / Co-Founder / Director of Research / Director of Research / E.V.P. / Strategic Insight / investment adviser / President and Chief Executive Officer / /

Product

Composition File / NAV / IIV / /

PublishedMedium

the Order Instituting Proceedings / /

SocialTag