National Exam Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert:

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Date: 2011-09-29 15:01:04 Finance Stock market Financial services Fixed income market Broker-dealer Pattern day trader Securities Exchange Act Direct market access Day trading Financial economics Financial markets Investment		National Exam Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 180,18 KB Share Document on Facebook

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