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Financial adviser / Hedge fund / Registered Investment Advisor / Dodd–Frank Wall Street Reform and Consumer Protection Act / Accredited investor / Regulation D / Commodity Futures Trading Commission / Exchange-traded fund / Investment Company Act / Financial economics / Investment / Finance


Microsoft Word - SFLAW-#v3-2013_Client_Letter.DOC
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Document Date: 2014-07-31 17:11:00


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File Size: 101,33 KB

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City

San Francisco / /

Company

SF SHARTSIS FRIESE LLP / Corporations 1 / /

Country

United States / /

Currency

USD / /

Facility

SF SHARTSIS FRIESE LLP One Maritime Plaza / /

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IndustryTerm

venture capital / retail buyer fund / execution services / system processing fee / online form / /

Movie

Page 3 7 / D. 2 / /

Organization

Department of Labor / Commodity Futures Trading Commission / Private Fund / National Futures Association / Department of Treasury / Federal Trade Commission / U.S. Securities and Exchange Commission / FINRA / /

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Position

attorney / Californiaregistered adviser / commodity trading adviser / California Commissioner / private fund adviser / SECregistered adviser / manager / independent representative / independent certified public accountant / Commissioner / Investment Adviser / terminated investment adviser representative / representative / auditor / Investment Adviser Public Disclosure website / exempt reporting adviser / fiduciary and registered investment adviser / manager a CPO / General / director / officer / California-registered adviser / registered adviser / adviser / manager / director / /

ProvinceOrState

California / /

Technology

PDF / /

URL

www.sflaw.com / /

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