OIA / eDiscovery / Public / Exchange Traded Funds / Division’s Municipal Securities / /
Currency
USD / /
Event
Product Issues / Funding / Product Release / /
Facility
Federal district court / /
IndustryTerm
financial products / securities law violations / information processing / e-discovery / information technology / law enforcement / document management technology / technology developments / intranet knowledge management portal / commensurate technology tools / analytical tools / knowledge management / document management / examination systems / investigative tools / retail investors / certain structured products / less sophisticated retail investors / sufficient analytical tools / new analytical tools / /
Organization
MSRB / Compliance Inspections and Examinations Division of Corporation Finance Division of Trading / Division’s Office / International Monetary Fund / SEC’s office of Investor / office of the Investor / New Commission / Risk Analysis Office / Division of Economic and Risk Analysis / SEC’s office of the Inspector General / PROGRAM Division of Enforcement FY / U.S. Securities and Exchange Commission / Equal Employment Opportunity Office / Division of Investment Management Division / FINRA / SROs / Task Force / Program Division / SEC’s office of the Investor / Financial Reporting and Audit Task Force / Microcap Fraud Task Force / office of Compliance Inspections and Examinations / Program Offices Office / Credit Ratings office of Municipal Securities Agency Direction / Market Intelligence / Federal district court / PCAOB / Minority and Women Inclusion Office / Enforcement office of Compliance Inspections / Enforcement’s Asset Management Unit / Municipal Securities and Public Pensions Unit / Chief Accountant office of Investor Education / International Affairs Office / Center for Risk and Quantitative Analytics / office of Minority / Investor Advocate Office / JOBS Act Task Force / Congress / Investor Education and Advocacy Office / PROGRAM office of Compliance Inspections / office of the Whistleblower / Division’s Market Abuse Unit / Division of Enforcement / Municipal Securities Agency Direction and Administrative Support Agency Direction office of the Chief Operating / Chief Operating officer office of the Ethics / /
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