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Microsoft Word - CSTA TIC - IIROC[removed]SSCB Expansion - FINAL.doc
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Document Date: 2014-08-11 20:23:20


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File Size: 98,88 KB

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City

Vancouver / Toronto / Montreal / /

Company

The Canadian Security Traders Association Inc. / Market Regulation Ms. Tracey Stern / /

Country

United States / Canada / /

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Facility

MOC facility / Single Stock Circuit Breaker Facility / TSX Market-on-Close facility / TSX MOC facility / /

Organization

INC / Market Regulation Policy Investment Industry Regulatory Organization of Canada / CSTA Trading Issues Committee / CANADIAN SECURITY TRADERS ASSOCIATION / /

Person

Howard Wetston / Kevin McCoy / Wendy Rudd / Susan Greenglass / Mike Prior / Surveillance / Maureen Jensen / Sandra Jakab / Susan Wolburgh Jenah / Marie Beaudoin / Deanna Dobrowsky / Tracey Stern / James Twiss / /

Position

Director / Capital Markets Regulation IIROC / Executive Director & CAO / Manager / Market Regulation AMF / Director / Vice President / Market Regulation Policy / President and CEO / Vice President / Chair and CEO / Vice President / Market Regulation Policy / market integrity official / SVP / Director / Market Regulation / /

ProvinceOrState

Ontario / /

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