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Page 25 of 29 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. Amendments to FINRA Rule 6440 proposed in SRFINRA[removed]that were approve
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Document Date: 2012-12-21 18:04:38


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OTC Equity Securities / 29 OTC Equity Securities / /

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U.S. Securities and Exchange Commission / Authority for Initiating / FINRA / /

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general matter / /

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