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October 27, 2011 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE
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Document Date: 2011-10-28 11:41:57

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City

Washington / DC / Washington / D.C. / Washington / New York / /

Company

Nasdaq Stock Market LLC / National Stock Exchange / International Securities Exchange / New York Stock Exchange / NYSE Amex / Financial Industry Regulatory Authority / SROs / Chicago Stock Exchange / /

Country

United States / /

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IndustryTerm

risk management tools / /

MarketIndex

S&P 500 / DJIA / Dow 30 / /

Organization

Financial Markets Association / US Federal Reserve / Securities Industry and Financial Markets Association / Securities and Exchange Commission / FINRA / /

Person

Luis A. Aguilar / Elisse B. Walter / Robert W. Cook / Elizabeth Murphy / Mary L. Schapiro / Ann L. Vlcek / Troy A Paredes / /

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Position

Chairman / Commissioner / Managing Director / regional member / Director / Division of Trading and Markets Daniel Gray / Market Structure Counsel / Division of Trading and Markets ACTIVEUS 90950705v3 / Director / Division of Trading and Markets David Shillman / General Counsel / Secretary / /

URL

www.sifma.org / www.investedinamerica.org / http /

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