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Financial services / United States securities law / Funds / Investment Company Act / Open-ended investment company / Security / Short / Repurchase agreement / Financial adviser / Financial economics / Finance / Investment


General Statement of Policy: Securities Trading Practices of Registered Investment Companies
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Document Date: 2008-09-11 14:37:07

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File Size: 969,49 KB

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City

Washington / D.C. / Washington / /

Company

Municipal Bond Funds / Footnotes / Exempt fnCOlIIe FuIld Inc. / /

Country

United States / /

Currency

pence / USD / /

Event

Security Buyback / Business Partnership / /

Facility

American Institute / In port / American Institute of Certified Public Accountants / /

IndustryTerm

bank / accounUng systems / internal accounting control / present securities trading bank / them attractive investment and borrowing tools / /

Organization

Division of Investment Management / Congress / American Institute of Certified Public Accountunts / U.S. government / Division of Investment / US Federal Reserve / theThe Commission / SECURITIESAND EXCHANGE COMMISSION / Mortgage Association / Excbanae Commission / ded / Securities and Excbanae Commission / American Institute of Certified Public Accountants / Fmanclal Accounting Standards Board / senate / /

Person

D. Carney / Richard G. Partrich / /

/

Position

a.broker/dealer / custodian / broker / broker / broker / investment adviser / same broker/dealer / General / dealer / brokerl dealer / broker /dealer / /

ProvinceOrState

South Carolina / D.C / /

SocialTag