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Economics of regulation / Public administration / Law / Securities Exchange Act / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Self-regulatory organization / Regulation / Government / United States securities law / Financial regulation / Administrative law


Neal Wolkoff Acting Chief Executive Officer American Stock Exchange 86 Trinity Place New York, New York[removed]T[removed]
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Document Date: 2005-03-09 10:26:13

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City

New York / /

Company

American Stock Exchange LLC / Executive Officer American Stock Exchange / The Amex / SRO Regulatory Funds / /

Continent

America / /

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IndustryTerm

regulatory subsidiary / comparison systems / fund accounting / similar services / /

Organization

Regulatory Oversight Committee / US Federal Reserve / office of Compliance Inspections / Securities and Exchange Commission / NASD / /

Person

Neal Wolkoff / Robert L.D. Colby / Giovanni P. Prezioso / Katz / Lori A. Richards / /

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Position

CEO / Chairman / director / Commissioner / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation Lori A. Richards / General Counsel / Secretary / Deputy Director / Division of Market Regulation Lori A. Richards / Director / Chief Regulatory Officer / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation / /

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