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Financial economics / Business / United States Securities and Exchange Commission / Self-regulatory organization / Financial markets / Finance / U.S. Securities and Exchange Commission / Securities Exchange Act / Short / Financial regulation / Financial system / United States securities law


Neal Wolkoff Acting Chief Executive Officer American Stock Exchange 86 Trinity Place New York, New York[removed]T[removed]
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Document Date: 2005-03-09 09:22:00

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File Size: 32,34 KB

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City

New York / /

Company

American Stock Exchange LLC / Single Member SRO / marketplace SRO / Executive Officer American Stock Exchange / /

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Event

Person Communication and Meetings / /

Organization

Joint Audit Committee / US Federal Reserve / Options SelfRegulatory Council / office of Compliance Inspections / Advisory Committee on Market Information / Securities and Exchange Commission / /

Person

Neal Wolkoff / Robert L.D. Colby / Giovanni P. Prezioso / Annette Nazareth / Katz / Lori A. Richards / /

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Position

Chairman / broker / Commissioner / floor broker / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation Lori A. Richards / General Counsel / Secretary / Deputy Director / Division of Market Regulation Lori A. Richards / Director / /

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