Systems William S. Jasien Stonehedge Global Partners / ANNUAL REPORT SECURITIES INVESTOR PROTECTION CORPORATION Securities / Financial Regulation / Oversees / The Securities Investor Protection Corporation / MF Global / Lehman Brothers / Financial Industry Regulatory Authority / Investor Protection Corporation / Howard Press / /
Country
United States / /
Currency
cent / USD / /
Event
Reorganization / Bankruptcy / /
Facility
FINRA Book Store / / /
IndustryTerm
investment advisory services / illegal online payday lending / performance management / talent management / insurance company separate accounts / state law / adequate management / external auditors / external auditor / government securities brokers / /
Organization
Committee Audit & Budget Committee Purpose Authority / Maryland Consumer Rights Coalition / Audit and Budget Committee / Board Compensation Committee / Compensation Committee / SIPC Fund / Securities Industry and Financial Markets Association / U.S. Commodity Futures Trading Commission / Chair Compensation Committee / Senate / Department of the Treasury / United States Government / Congress / Chair Investment Committee / COMMITTEE COMPOSITION Audit and Budget Committee / UN Court / Investment Committee / US Federal Reserve / Federal Reserve Board / FDIC / Securities and Exchange Commission / Federal District Court / /
Person
Josephine Wang / Gregory S. Karawan / Mark Kaufman / Cyrus Amir-Mokri / William S. Jasien Matthew / Matthew J. Eichner / Matthew J. Eichner Anthony / Joseph S. Furr / Jr. / Sharon Y. Bowen / / /
Position
Chairman and the Vice Chairman / Director attendance at Board / trustee / his counsel / Vice Chairman / President / broker / official business expenses / government director / General Counsel & Secretary Karen L. Saperstein Vice President / Director Code / Global Chief Litigation Counsel / Auditor / Secretary of the Treasury / Madoff trustee / trustee / Deputy Secretary / Deputy Secretary Stephen P. Harbeck President & CEO / Assistant Secretary for Financial Institutions / Deputy Director / Division / Jr. Vice President / Maryland Commissioner / President of the United States subject / Senior Vice President & General Counsel / Acting Chairman / Counselor / CEO / Director Compliance Officer / DIRECTOR HONORARIA AND MEETING ATTENDANCE The Chairman / Director / Commissioner / Director / and as Acting Chair / Major / Chair / The Honorable Mary Jo White Chair / dealer / failed broker-dealer / independent external auditor / President & CEO / Chairman / Vice Chairman / Stephen P. Harbeck President & CEO / General Counsel / Insurance & / public director / an industry director / and a government director / external auditor / /
ANNUAL REPORT SECURITIES INVESTOR PROTECTION CORPORATION Securities Investor Protection Corporation 805 Fifteenth Street, N.W., Suite 800