BNP Paribas / Nat'l Bank / GMC Holding Corp. / UBS / Ernst & Young / Saintine Exploration & Drilling Corp. / Deutsche Bank / Rana Research Inc. / Stroz Friedberg / First Traders Group / RBS / JPMorgan Chase / East West Trading LLC / Platinum / Wilson / Barclays / HSBC / Prime Bank Fraud / LinkedIn / First Nat'l Bank / Norton / Phoenix Telecom LLC / Gas Co. / JP Morgan Chase / Russell / Anthony Fields & Associates / Prime Bank Instruments / Ryder / Trade Platforms / Bloomberg / Credit Suisse / Platinum Securities Brokers Fields / Interstate Natural Gas Co. / How Prime Bank Frauds / /
Country
United States / /
Currency
USD / /
Event
M&A / Debt Financing / Person Communication and Meetings / /
IndustryTerm
law contract concept / bank account / Internet web site / social networking site / tax preparation services / discretionary and nondiscretionary advisory services / discussion groups / risk management / online business-to-business marketplace / bank investment schemes / bank schemes / bank debentures / social media / unregistered broker / purported bank guarantee / bank / investment advisory services / brokerage services / discussion / potential buyers / actual seller / bank notes / social media websites / bank frauds / bank instruments / bank guarantees / social media postings / /
Organization
Administration of Relationships / U.S. Government / TradeKey / U.S. Securities and Exchange Commission / FINRA / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / office of Internet Enforcement / U.S. Treasury / Federal Reserve Bank / Division of Enforcement / /
Person
John Stark / ANTHONY FIELDS / Martin R. Kaiden / Gregory O. Trautman / Donna K. Norman / Respondent / Brian A. Schmidt / Vincent Bach / / /
Position
Certified Public Accountant / CPA in the United States / vice president / accountant / secretary / chief / The law judge / dealer / investment adviser / investment adviser / municipal securities dealer / municipal advisor / banker / representative / dealer / administrative law judge / law judge / Investment Advisors / unregistered broker / investment adviser / municipal securities dealer / broker /dealer / CPA / chief executive officer / chief compliance officer / broker / dealer / THE COMMISSION BROKER-DEALER PROCEEDING INVESTMENT ADVISER / chief compliance officer / and control person / registered investment adviser / lawyer / /
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Release NoFebruary 20, 2015 SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 20, 2015