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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING
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Document Date: 2015-04-23 09:41:34

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City

Oklahoma City / Miami / Boston / /

Company

Standard & Poor / Fitch Ratings / StateTrust Investments Inc. / Gearhart & Otis Inc. / Moody's Investors Service / Inc / /

Country

Puerto Rico / United States / /

Currency

USD / /

Event

Credit Rating / /

Facility

Enterprise Services Center Accounts Receivable Branch HQ Bldg. / Arch Street / /

Holiday

Commonwealth Day of Puerto Rico / /

IndustryTerm

bank account / bank / retail investors / /

Organization

Moody’s Investors Service / Municipal Securities and Public Pensions Unit / US Federal Reserve / Securities and Exchange Commission / Boston Regional Office / Municipal Securities Rulemaking Board / /

Person

LeeAnn G. Gaunt / Respondent / /

Position

Official / municipal securities dealer / actor / cashier / securities broker / broker / dealer / registered broker-dealer / General / dealer / broker / dealer / municipal securities dealer / and municipal advisor / Brent J. Fields Secretary / registered broker-dealer and municipal securities dealer / Chief / /

Product

Rating Services / /

ProvinceOrState

Delaware / Florida / Massachusetts / /

URL

http /

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