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Financial services / Securities research / Finance / Investment / U.S. Securities and Exchange Commission / Investment banking / Credit rating agency / Capital market / Wells Fargo / Financial economics / Securities


Document Date: 2014-07-30 11:46:43

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City

Chicago / /

Company

Standard & Poor / Wells Fargo Securities LLC / Wells Fargo Prime Services LLC / New York Stock Exchange / Wells Fargo Securities Asia Limited / Financial Industry Regulatory Authority / Wells Fargo Securities (Japan) Co. Ltd / Wells Fargo Bank N.A. / Fitch Ratings / Wells Fargo & Company / Moody’s Investors Services Inc / Securities Investor Protection Corp. / Wells Fargo Securities International Limited / Wells Fargo Institutional Securities LLC / /

Country

Japan / United States / Australia / United Kingdom / /

Currency

USD / /

/

IndustryTerm

investment banking transactions / financial services / investment banking revenue / investment banking services / retail clients / /

Organization

Kanto Local Finance Bureau / Financial Services Agency / Financial Conduct Authority / Midwest Acquirers Association / Securities and Futures Commission / NFA / U.S. Securities and Exchange Commission / FINRA / /

Person

Tim Willi / /

/

Position

CPA / U.S. broker-dealer / Managing Director / analyst / /

Product

Rating Services / /

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