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Fixed income securities / Structured finance / Credit rating agencies / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Nationally recognized statistical rating organization / U.S. Securities and Exchange Commission / Security / Credit enhancement / Financial economics / Finance / Financial regulation


Document Date: 2014-02-20 18:33:14

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City

Albany / Richardson / Austin / Hsinchu / Salt Lake City / San Jose / Dundee / New York / Jacksonville / Washington / DC / Billerica / Garching / Fremont / Windsor / Youngstown / Berkshire / /

Company

Intermolecular Inc. / LearningMate Solutions Inc. / TriQuint Semiconductors Inc. / Freescale Semiconductor Inc. / Kaltura Inc. / Certain Transactions Involving Insurance Company / Sematech Inc. / Certain Debt Securities / United Microelectronics Corp. / Esgee Technologies Inc. / John Hancock Mutual Life Insurance Co. / Harris Trust / U.S. Photovoltaic Manufacturing Consortium Inc. / Savings Bank / /

Country

United Kingdom / Taiwan / Germany / United States / /

Currency

PTE / USD / /

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Event

M&A / Security Buyback / Product Recall / Product Issues / /

Facility

Florida State College / See Investment Company Institute / /

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IndustryTerm

structured finance products / insurance / certain financial products / insurance company general accounts / bank / life insurance / Internet search engines / insurance company general account / evaluative and analytical services / /

Organization

Florida State College / Antitrust Division / DEPARTMENT OF JUSTICE Antitrust Division TKELLEY / Supreme Court / Federal Trade Commission / Employee Benefits Security Administration DEPARTMENT OF JUSTICE RIN / Committee of Conference / Securities and Exchange Commission / Department of Labor / Employee Benefits Security Administration / Department of Justice / Congress / office of Exemption Determinations / ZA18 Antitrust Division / Investment Company Institute / Security Administration / BIDCO / /

Person

Warren M. Blinder / Patricia A. Brink / Magnolia Solar / /

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Position

custodian / applicable Underwriter / officer / director / director / or investment adviser / Secretary / General Accounts / manager of such underwriting / investment adviser / Secretary of Treasury / manager of the syndicate / principal underwriter / counsel / manager / Director of Civil Enforcement / Underwriter / relevant Underwriter / fund investment adviser / plan adviser / manager of such underwriting or selling syndicate / Attorney General / /

Product

assets / /

ProgrammingLanguage

DC / C / /

ProvinceOrState

Ohio / New York / Utah / California / Texas / Florida / Massachusetts / /

PublishedMedium

Public Law / /

Technology

http / /

URL

www.dol.gov/ebsa / www.regulations.gov / /

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