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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING
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Document Date: 2015-04-10 15:50:52

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File Size: 83,39 KB

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City

New York / /

Company

Macquarie Group Limited / Puda Coal Inc. / Macquarie Capital (USA) Inc. / /

Country

Australia / United States / /

Facility

United States District Court / /

IndustryTerm

owned subsidiary / /

Organization

United States District Court for the Southern District of New York / Securities and Exchange Commission / /

Person

AARON BLACK / /

Position

broker / dealer / municipal securities dealer / municipal advisor / Director in the Sydney office a Division / registered representative / dealer / investment adviser / managing director / Brent J. Fields Secretary / investment adviser / municipal securities dealer / Division Director in the Sydney office / /

ProvinceOrState

New South Wales / /

Region

South Wales / /

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