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Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Investment Advisers Act / Registered Investment Advisor / Securities Act / Securities Exchange Act / SEC Rule 10b-5 / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 13, 2015
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Document Date: 2015-04-13 16:03:03


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File Size: 20,99 KB

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City

Bartlesville / Tulsa / /

Company

The Focus Group / Quench Buds Holding Company LLC / Brecek & Young Advisors Inc. / Bartnet Wireless Internet Inc. / Securities America Inc. / The Property Shoppe Inc. / Cambridge Legacy Securities L.L.C. / /

Country

United States / /

Currency

USD / /

Event

Judicial Event / M&A / /

Facility

United States District Court / /

Organization

United States District Court for the Northern District of Oklahoma / Oklahoma Department of Corrections / Division of Enforcement / Securities and Exchange Commission / FINRA / /

Person

Gray / HEARING LARRY DEARMAN SR. / Larry Dearman / Sr. / Larry J. Dearman / Sr. / /

Position

broker-dealer / AXA Advisors / County District Attorney / investmentadviser representative / investment adviser / Administrative Law Judge / Secretary / officer / adviser / Brent J. Fields Secretary / /

ProvinceOrState

Oklahoma / /

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