Houghton Mifflin Company / Cambridge University Press / Japan Securities Investment Advisers Association6 Member Regulation SRO / Market Regulation Services4 Montreal Exchange Member Regulation SRO / ICSA Working Group / Self / Market Regulation SRO / Member Regulation SRO / Securities Market FSA1 Exchanges2 Member / rulemaking SRO / New York Stock Exchange / London Stock Exchange / /
Country
South Africa / Japan / United States / Canada / United Kingdom / /
Event
Second Stock Issuance / Person Communication and Meetings / /
MSRB / Cambridge University / Chicago Board of Trade / Financial Services Agency / Commodity Futures Trading Commission / Exploratory Survey ICSA Secretariat / National Futures Association / Securities Industry Association / International Capital Markets Association / Exchange Board / U.S. Securities and Exchange Commission / Japan Securities Investment Advisers Association / Roosevelt administration / Australian Financial Markets Association / Investment Trusts Association3 Japan Securities Dealers Association4 Financial Futures Association of Japan5 Member Regulation SRO Member / Columbia Law School Center for Law and Economic Studies / Municipal Securities Rulemaking Board / Mutual Fund Dealers Association / Bond Market Association / Financial Futures Association of Japan / World Bank / ICSA International Council of Securities Associations Self-Regulation / Public Company Accounting Oversight Board / Futures commission / Vigilance Committee / US Federal Reserve / Investment Trusts Association / Investment Dealers Association / FDIC / Securities and Exchange Commission / Japan Securities Dealers Association / OCC / Toronto Board of Trade / NASD / /
Person
Marilyn Skiles / David Lynch / Joel Seligman / Garth Gruebel / Elisabeth Roegele / Dan Sibears / Paul Bourque / Richard Britton / Stuart Banner / George Kramer / John Carson / Karen Wuertz / Joe Oliver / Marjorie Gross / Koichi Ishikura / /
Position
Executive Director / Minister of Finance / broker / principal author / operators and commodity trading advisors / President and CEO / the principal author of the report / /
ICSA International Council of Securities Associations Self-Regulation in Financial Markets: An Exploratory Survey ICSA Secretariat