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Financial markets / United States securities law / Broker-dealer / Fixed income market / Securities Exchange Act / U.S. Securities and Exchange Commission / Repurchase agreement / Same-day affirmation / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system


Division of Trading and Markets No-Action Letter: MarketAxess Corporation
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Document Date: 2015-01-28 17:14:30

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File Size: 1,02 MB

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City

Washington / D.C. / New York / /

Company

Scott Pintoff t/ General Counsel MarketAxess Corporation / Omgeo LLC / Scott Pintoff General Counsel MarketAxess Corporation / Trade Web LLC / TradeWeb LLC / Request ofOmgeo LLC / MarketAxess Corporation / /

Country

United States / /

Currency

GBP / /

Event

Security Buyback / /

IndustryTerm

in manner consistent with systems / electronic trading systems / /

OperatingSystem

Trax / /

Organization

DC 20S49 DIVISION OF TRADING AND MARKETS / UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON / DC / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Division of Trading and Markets / /

Person

Pintoff / Paula Jenson / Timothy White / David Sieradzki / /

/

Position

Broker-Dealer / Deputy Chief Counsel / broker / Acting Chief Counsel / dealer / outside counsel / Special Counsel / /

Product

TraxMatch / an electronic system / TraxMatch System / /

ProgrammingLanguage

DC / /

ProvinceOrState

New York / /

URL

www.morketoxess.com / /

SocialTag