<--- Back to Details
First PageDocument Content
United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / ACT / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Financial economics / Finance
Date: 2008-12-04 14:07:39
United States securities law
73rd United States Congress
United States Securities and Exchange Commission
Depository Trust & Clearing Corporation
Securities
ACT
U.S. Securities and Exchange Commission
Securities Exchange Act
Financial system
Financial economics
Finance

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Download Document from Source Website

File Size: 29,69 KB

Share Document on Facebook

Similar Documents

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION,

DocID: 1t6bI - View Document

Economy / Finance / Money / Investment / Financial services / United States securities law / Self-regulatory organizations / Brokerage firm / Financial Industry Regulatory Authority / Stockbroker / Yield spread premium

How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract

DocID: 1rpew - View Document

United States securities law / Self-regulatory organizations / U.S. Securities and Exchange Commission / Economy / Financial Industry Regulatory Authority / Law / Securities Exchange Act / Government / Securities regulation in the United States

SR-FINRANotice of Filing and Immediate Effectiveness

DocID: 1rngb - View Document

U.S. Securities and Exchange Commission / Finance / United States securities law / Economy / Money / 73rd United States Congress / Crowdfunding / Stock market / Regulation D / Regulation A / Securities Act / Securities Exchange Act

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016

DocID: 1rn4k - View Document

Economy / Business / Management / Corporate governance / Corporate law / SEC filings / Committees / Executive compensation / Proxy statement / Board of directors / Investor Protection and Securities Reform Act / Executive compensation in the United States

COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority

DocID: 1rmL5 - View Document