Bankruptcy / Security Buyback / Product Issues / FDA Phase / Reorganization / Person Communication and Meetings / Employment Change / /
Facility
Chancery Chamber / /
IndustryTerm
adequate risk management systems / corporate finance commissions / written communications / advised telephone sales / /
MarketIndex
FTSE 100 / FTSE Fledgling / FTSE AIM All-Share / FTSE small cap / /
Organization
FSA / Official Receiver’s Office / Upper Tribunal / /
Person
Sam Thomas Kenny / Carl Peter Davey / /
Position
majority shareholder / during the entire Relevant Period / chief executive / broker / compliance consultant / director and the chief executive / Official / same broker / compliance officer / representative / senior manager / /