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DEPARTMENTOF THE T R E A S U R Y FINANCIAL CRIMES ENFORCEMENT NETWORK September 8,2008
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Document Date: 2008-09-11 11:48:12

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File Size: 333,71 KB

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Country

United States / /

Currency

BRL / USD / /

IndustryTerm

tiorley services / travel rule / thc travel rule / /

Organization

U.S. Securities and Exchange Commission / Securities and Exchange Commission / Assistant Director office of Regulatory Palicy / Shc Commission / US Federal Reserve / /

Person

I. Florence E. Harmon / Hannon / Florence E.Wman / Florence E. Harmon / Florence E. Harm / /

/

Position

broker-dealer / rt / obl~patinga reg~srerrd broker-dealer / ~a$lsterrdbroker-dealer / forcign broker-dealer / registered broker-dealer / registered brohr-dealer / guard / cutrency dealer / Acting Secretary / ~hro~rgh tllr t-eg~stercdI7rokt.r-dealer / dealer / L~~retgn brnkur-dealer / Secretary / foreign broker-dealer / major U.S. institutional investor / correspondent / reglstereil broker-dealer / administrator / /

Technology

3g / /

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