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MAJOR EXAMPLES OF LEGAL BARRIERS TO A SINGLE EFFICIENT AND LESS COSTLY POST TRADING MARKET IN EU (N.B. the examples given below are only illustrations of the types of rules that Member States have in place and that may c
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Document Date: 2009-07-03 05:28:19

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City

Slovak Rep. / /

Company

INTERMEDIATED SECURITIES / Greek incorporated / /

Country

Poland / Germany / Hungary / Belgium / France / Austria / Netherlands / Italy / Portugal / Estonia / Slovenia / Slovakia / United Kingdom / Lithuania / Sweden / Finland / Spain / Greece / Denmark / Eire / /

IndustryTerm

mere accounting record / account services / financial services / individual accounts ownership systems / collective custody law / law definition / securities law / direct ownership systems / substantive law barriers / legal systems / substantive law barrier / /

Organization

Czech Centre for Securities / Finnish AKP / national settlement centre / European Union / Polish KDP / /

Position

custodian / foreign entity custodian / foreign custodian / domestic custodian / registrar / Major / /

ProvinceOrState

New Brunswick / Mississippi / Oregon / /

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